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Publications

Investment Services

Dillon Eustace's Investment Services team acts for asset managers and advisers, broker/dealers, investment banks, fund administrators, CFD providers and spread betting firms, pension consultancies, placing agents and intermediaries looking to use Ireland as a strategic base from which to serve a wider European client base.

Covering MiFID and domestic IIA type investment services, the Investment Services team advises on establishment and authorisation matters, cross-border passporting, interaction with regulators, capitalisation and capital adequacy, investment management/advisory/fund administration/custody/TPA agreements and terms of business, compliance programmes and ongoing legal, regulatory and tax work.

Recent transactions include advising domestic asset managers on best execution/conflicts/inducements, asset managers and spread betting firms on MiFID establishment, establishment of pensions consultancies, foreign branch establishment of Irish fund administrators, expansion of existing clients’ authorisations as well as voluntary revocations.

For a full list of publications, click here