Dillon Eustace's Investment Services team acts for asset managers and advisers, broker/dealers, investment banks, fund administrators, CFD providers and spread betting firms, pension consultancies, placing agents and intermediaries looking to use Ireland as a strategic base from which to serve a wider European client base.
Covering MiFID and domestic IIA type investment services, the Investment Services team advises on establishment and authorisation matters, cross-border passporting, interaction with regulators, capitalisation and capital adequacy, investment management/advisory/fund administration/custody/TPA agreements and terms of business, compliance programmes and ongoing legal, regulatory and tax work.
Recent transactions include advising domestic asset managers on best execution/conflicts/inducements, asset managers and spread betting firms on MiFID establishment, establishment of pensions consultancies, foreign branch establishment of Irish fund administrators, expansion of existing clients’ authorisations as well as voluntary revocations.
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